Capitala

Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 61 76.67 37.10 5,890,579
Mutual Fund 13 4.42 2.03 321,930

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 32 9.07 4.42 701,780
Sellers 18 -5.10 2.46 -391,379
Net -- 3.97 1.95 310,401

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 52 25.06 3,979,715
Top 20 Inst. 66.84 32.30 5,129,234
Top 50 Inst. 76.59 37.06 5,884,744
Total Inst. 76.59 37.06 5,884,744

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 5 1 2.77 126,692
CoreGrowth 7 3 5.01 229,038
AggresGr 1 1 1.78 81,280
HedgeFund 8 12 19.70 900,843
BrokerDealer 9 7 12.03 550,042
GARP 3 6 10.33 472,452
VCPrivateEquity 1 6 10.17 464,799
CoreValue 7 6 10.15 463,831
DeepValue 1 1 2.52 115,132
Yield 5 12 19.60 895,997

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Alala (Joseph B III) 751,351 4.73 -43,134 02/08/2017
Advisors Asset Management, Inc. 715,671 4.51 -74,353 12/31/2016
Hamilton Lane Advisors, LLC 464,799 2.93 0 12/31/2016
UBS Securities LLC 379,948 2.39 2,061 12/31/2016
Broyhill (Markham Hunt) 339,687 2.14 5,337 09/25/2016
Ares Management LLC 318,213 2.00 59,748 12/31/2016
Muzinich and Company, Inc. 317,800 2.00 109,617 12/31/2016
BB&T Securities, LLC 237,413 1.50 0 12/31/2016
Kemper Corporation 228,737 1.44 2,490 12/31/2016
Advisory Research, Inc. 226,096 1.42 127,998 12/31/2016
Sumitomo Mitsui Asset Management Company, Limited 208,777 1.31 124,183 12/31/2016
Two Sigma Investments, LP 193,986 1.22 8,350 12/31/2016
Stephens Capital Management 115,132 0.73 -4,511 12/31/2016
BlackRock Asset Management Ireland Limited 109,370 0.69 28,571 12/31/2016
McGlinn (John F) 108,041 0.68 13,847 09/25/2016
Dynamic Technology Lab Pte Ltd. 87,438 0.55 87,438 12/31/2016
Confluence Investment Management LLC 85,495 0.54 19,200 12/31/2016
Bridgeway Capital Management, Inc. 81,280 0.51 -150 12/31/2016
Carroll Financial Associates, Inc. 80,000 0.50 7,000 12/31/2016
Carroll (Larry W) 80,000 0.50 7,000 11/15/2016
BMC Fund, Inc. 78,455 0.49 0 07/31/2016
BlackRock Advisors (UK) Limited 71,540 0.45 -365 01/31/2016
Pineno Levin & Ford Asset Management Inc. 64,065 0.40 2,013 12/31/2016
Morgan Stanley Wealth Management 55,970 0.35 -8,315 12/31/2016
Nuveen Asset Management, LLC 45,013 0.28 -21,740 12/31/2016
Regent Investment Management LLC 42,407 0.27 -4,680 12/31/2016
California Public Employees' Retirement System 40,000 0.25 0 12/31/2016
Susquehanna Financial Group, LLLP 38,754 0.24 -5,031 12/31/2016
Morgan Stanley Investment Management Inc. (US) 34,938 0.22 6,933 12/31/2016
GSA Capital Partners LLP 32,200 0.20 19,200 12/31/2016
Armor Investment Advisors, LLC 30,777 0.19 30,777 12/31/2016
Oppenheimer Asset Management Inc. 27,603 0.17 2,840 12/31/2016
Millennium Management LLC 25,054 0.16 25,054 12/31/2016
Cetera Advisor Networks LLC 21,451 0.14 -3,200 12/31/2016
Bank of America Merrill Lynch (US) 20,869 0.13 0 12/31/2016
Eagle Global Advisors, LLC 19,603 0.12 19,603 12/31/2016
Goldman Sachs & Company, Inc. 13,262 0.08 -6,504 12/31/2016
Morgan Stanley Investment Management Ltd. (UK) 13,067 0.08 2,004 12/31/2016
Wheelahan (Richard G III) 12,587 0.08 3,750 09/25/2016
Arnall (Stephen A) 10,910 0.07 2,125 09/25/2016
Chapman (H Paul) 10,000 0.06 2,500 02/26/2016
Geode Capital Management, L.L.C. 9,319 0.06 225 02/28/2017
Blackstone Alternative Investment Advisors LLC 8,800 0.06 800 09/30/2016
Moyer (R Charles) 6,353 0.04 500 02/26/2016
Citi Investment Research (US) 6,048 0.04 -2,512 12/31/2016
Invesco PowerShares Capital Management LLC 4,833 0.03 4,833 12/31/2016
Acrospire Investment Management LLC 4,340 0.03 4,340 12/31/2016
RBC Capital Markets Wealth Management 3,700 0.02 3,400 12/31/2016
Hotchkis and Wiley Capital Management, LLC 2,492 0.02 0 01/31/2017
Advisor Group, Inc 1,100 0.01 0 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and Capitala Finance does not maintain or provide information directly to this service.

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