Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 60 35.22 27.50 4,399,994
Mutual Fund 11 4.08 3.23 516,814
Insider 6 4.33 3.25 520,753

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 20 1.47 1.09 173,729
Sellers 24 -2.64 2.07 -330,863
Net -- -1.16 0.98 -157,134

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 35.22 27.50 4,399,994
Top 10 Inst. 25.98 20.47 3,276,095
Top 20 Inst. 32.40 25.36 4,058,033
Top 50 Inst. 35.17 27.46 4,394,729

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 6 3.12 2.35 375,933
Aggressive Growth 1 2.48 1.87 299,380
Core Growth 5 0.64 0.48 76,553
Income 3 4.64 3.68 588,302
Yield 3 4.64 3.68 588,302
Index 3 0.38 0.30 48,217
Other 17 7.10 5.45 872,665
Broker Dealer 7 0.32 0.24 38,147
GARP 2 1.80 1.45 232,751
Hedge Fund 7 4.89 3.68 588,967
VC/Private Equi 1 0.10 0.08 12,800
Value 9 2.27 1.71 273,843
Core Value 6 1.01 0.76 121,612
Deep Value 3 1.26 0.95 152,231

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 730,280 4.56 -30,682 2/22/18
Broyhill (Markham Hunt) 401,766 2.51 21,347 6/1/18
Advisors Asset Management, Inc. 368,902 2.31 -12,065 3/31/18
UBS Financial Services, Inc. 349,412 2.18 -13,228 6/30/18
Bridgeway Capital Management, Inc. 299,380 1.87 -- 6/30/18
Ares Management LLC 294,762 1.84 -- 6/30/18
Two Sigma Investments, LP 252,497 1.58 -58,360 6/30/18
Kemper Corporation 228,737 1.43 -- 3/31/18
McGlinn (John F) 209,414 1.31 55,388 6/1/18
Carroll Financial Associates, Inc. 140,945 0.88 4,533 6/30/18
Carroll (Larry W) 140,000 0.87 4,533 5/25/18
BB&T Securities, LLC 123,074 0.77 -27,496 6/30/18
BMC Fund, Inc. 78,455 0.49 -- 4/30/18
Roumell Asset Management, L.L.C. 77,900 0.49 -2,330 6/30/18
Stephens Capital Management 71,969 0.45 71,969 6/30/18
Regent Investment Management LLC 67,596 0.42 3,900 6/30/18
Bramshill Investments 62,941 0.39 -6,636 3/31/18
LoCorr Fund Management, LLC 60,003 0.37 -4,185 6/30/18
Ancora Advisors, L.L.C. 60,000 0.37 -- 6/30/18
California Public Employees' Retirement System 40,000 0.25 -- 3/31/18
Armor Investment Advisors, LLC 32,677 0.20 -- 6/30/18
Millennium Management LLC 30,949 0.19 -4,902 6/30/18
Arnall (Stephen A) 26,885 0.17 8,500 6/1/18
Oppenheimer Asset Management Inc. 25,167 0.16 -1,255 6/30/18
Susquehanna Fundamental Investments, LLC 24,273 0.15 -- 6/30/18
Eqis Capital Management, Inc. 21,970 0.14 21,970 6/30/18
Bank of America Merrill Lynch (US) 21,869 0.14 -- 6/30/18
Macquarie Funds Management Hong Kong Ltd. 18,802 0.12 18,802 6/30/18
Red Cedar Capital, LLC 17,246 0.11 17,246 6/30/18
Wheelahan (Richard G III) 15,948 0.10 -- 2/22/18
Prospect Capital Management L.P. 12,800 0.08 -- 3/31/18
Nuveen Asset Management, LLC 12,509 0.08 -844 6/30/18
Virtu Americas LLC 11,256 0.07 11,256 6/30/18
Chapman (H Paul) 10,000 0.06 -- 2/22/18
BlackRock Institutional Trust Company, N.A. 7,217 0.05 7,217 6/30/18
Blackstone Alternative Investment Advisors LLC 6,600 0.04 -2,200 3/31/18
Moyer (R Charles) 6,353 0.04 -- 2/22/18
Morgan Stanley Wealth Management 4,954 0.03 -12,807 6/30/18
Morgan Stanley Investment Management Inc. (US) 4,014 0.03 -467 6/30/18
Duemme International Luxembourg S.A. 4,000 0.02 4,000 6/30/17
Mediobanca SGR S.p.A. 4,000 0.02 -- 6/30/18
Morgan Stanley & Co. LLC 3,076 0.02 2,255 6/30/18
PNC Wealth Management 2,550 0.02 750 6/30/18
Acadian Asset Management LLC 2,362 0.01 2,362 6/30/18
Edge Capital Partners, LLC 2,265 0.01 68 6/30/18
Ladenburg Thalmann Asset Management Inc. (LTAM) 1,750 0.01 -- 3/31/18
TFS Capital LLC 1,539 0.01 1,539 7/31/17
J.P. Morgan Securities LLC 1,531 0.01 1,531 6/30/18
Morgan Stanley Investment Management Ltd. (UK) 1,134 0.01 1,134 6/30/18
Metropolitan Life Insurance Co. (US) 1,000 0.01 1,000 12/31/16

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* Insider values reflect direct beneficial ownership.

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