Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 27 7.04 15.87 430,290
Mutual Fund 9 1.01 2.36 63,943
Insider 7 3.45 6.41 173,760

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 9 0.91 2.04 55,435
Sellers 10 -0.44 1.07 -28,973
Net 0.47 0.98 26,462

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 10.49 22.28 604,050
Top 10 Inst. 8.89 19.09 517,557
Top 20 Inst. 10.20 21.65 586,944
Top 50 Inst. 10.49 22.28 604,050

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth 1 0.89 2.12 57,583
Core Growth 2 0.17 0.41 11,015
Growth -- --
Income
Income Value -- --
Yield 3 2.16 4.60 124,806
Index 2 0.11 0.22 5,877
Other 9 2.35 5.25 142,379
Broker Dealer 3 0.07 0.16 4,329
GARP 1 0.59 1.41 38,122
Hedge Fund 5 1.69 3.69 99,928
Specialty -- --
Value 4 1.06 2.52 68,205
Core Value 3 0.77 1.82 49,279
Deep Value 1 0.29 0.70 18,926

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 92,345 3.41 -- 4/12/21
Two Sigma Investments, LP 74,287 2.74 -2,300 3/31/21
Broyhill (Markham Hunt) 67,078 2.47 -- 4/12/21
Truist Bank 59,649 2.20 6,447 3/31/21
Bridgeway Capital Management, LLC 57,583 2.12 -4,000 3/31/21
Carroll Financial Associates, Inc. 54,268 2.00 -- 4/12/21
Punch & Associates Investment Management, Inc. 44,300 1.63 13,000 3/31/21
Kemper Corporation 38,122 1.41 -- 3/31/21
Stephens Capital Management 18,926 0.70 18,926 3/31/21
Millennium Management LLC 10,999 0.41 -1,079 3/31/21
Advisors Asset Management, Inc. 10,889 0.40 -7,562 3/31/21
Eidelman Virant Capital 10,749 0.40 -- 3/31/21
Arrowstreet Capital, Limited Partnership 10,100 0.37 -1,017 3/31/21
BB&T Securities, LLC 6,447 0.24 1,581 12/31/20
Carroll (Larry W) 6,400 0.24 6,400 6/16/21
International Assets Investment Management, LLC 5,848 0.22 5,848 12/31/20
Geode Capital Management, L.L.C. 5,437 0.20 -- 4/30/21
Laurel Wealth Advisors, LLC 4,729 0.17 -- 3/31/21
Arnall (Stephen A) 4,729 0.17 -- 4/12/21
Ladenburg Thalmann Asset Management Inc. (LTAM) 4,059 0.15 3,892 12/31/19
Advisor Group, Inc 3,742 0.14 2,816 3/31/21
BofA Global Research (US) 3,474 0.13 -172 3/31/21
Carolinas Wealth Consulting LLC 2,435 0.09 -- 3/31/21
Red Cedar Capital, LLC 1,729 0.06 -- 3/31/21
Chapman (H Paul) 1,666 0.06 -- 4/12/21
Moyer (R Charles) 1,368 0.05 -- 4/12/21
UBS Financial Services, Inc. 655 0.02 -1,382 3/31/21
Blackstone Alternative Investment Advisors LLC 483 0.02 -- 3/31/21
BlackRock Institutional Trust Company, N.A. 440 0.02 -14 3/31/21
Morgan Stanley Smith Barney LLC 266 0.01 217 3/31/21
Advantage Investment Management, LLC 250 0.01 -- 9/30/19
Geneos Wealth Management Inc 224 0.01 -- 3/31/21
Wells Fargo Advisors 200 0.01 200 3/31/21
Koonts (Kevin A.) 174 0.01 -- 4/12/21
Biltmore Capital Advisors LLC -- -- -2,000 9/30/20
Leap Investments LP -- -- -3,350 6/30/20
AJO, LP -- -- -4,913 9/30/19
J.P. Morgan Securities LLC -- -- -481 9/30/19
Parametric Portfolio Associates LLC -- -- -2,717 9/30/19
Godsey & Gibb Wealth Management -- -- -5,024 3/31/20
Deutsche Asset Management Americas -- -- -16 6/30/20
California Public Employees' Retirement System -- -- -5,083 9/30/20
Victory Capital Management Inc. -- -- -468 6/30/20
RBC Capital Markets Wealth Management -- -- -277 3/31/21
Oppenheimer Asset Management Inc. -- -- -4,444 9/30/20
Manulife Investment Management (North America) Limited -- -- -14 11/30/19
Morgan Stanley & Co. LLC -- -- -300 6/30/20
Morgan Stanley Investment Management Inc. (US) -- -- -361 6/30/20
PNC Wealth Management -- -- -125 9/30/20
Raymond James & Associates, Inc. -- -- -2,713 9/30/20

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* Insider values reflect direct beneficial ownership.

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