Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 50 8.52 15.33 2,492,827
Mutual Fund 13 1.40 1.91 309,665
Insider 7 7.43 6.24 1,014,924

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 25 0.68 0.90 146,322
Sellers 23 -1.84 3.22 -523,493
Net -1.16 2.32 -377,171

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 15.94 21.56 3,507,751
Top 10 Inst. 12.56 17.00 2,764,888
Top 20 Inst. 14.71 19.90 3,237,142
Top 50 Inst. 15.92 21.54 3,504,107

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 9 1.10 1.97 319,931
Aggressive Growth 1 0.66 1.30 211,680
Core Growth 7 0.29 0.57 91,950
Growth 1 0.15 0.10 16,301
Income
Income Value -- --
Yield 4 2.87 4.96 806,177
Index 4 0.16 0.29 46,436
Other 16 2.73 4.92 800,105
Broker Dealer 7 0.26 0.34 54,647
GARP 2 0.72 1.42 230,903
Hedge Fund 7 1.75 3.16 514,555
Specialty -- --
Value 7 0.38 0.73 119,029
Core Value 5 0.20 0.38 61,365
Deep Value 2 0.18 0.35 57,664

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 554,077 3.41 -21,245 2/21/20
Broyhill (Markham Hunt) 401,766 2.47 -- 2/21/20
Two Sigma Investments, LP 350,105 2.15 9,852 3/31/20
SunTrust Bank 319,216 1.96 -- 3/31/20
Advisors Asset Management, Inc. 266,892 1.64 13,165 3/31/20
Kemper Corporation 228,737 1.41 -- 3/31/20
Bridgeway Capital Management, Inc. 211,680 1.30 3,900 3/31/20
Virtus Etf Advisers LLC 189,191 1.16 -65,754 3/31/20
Carroll Financial Associates, Inc. 141,614 0.87 954 6/30/20
Arrowstreet Capital, Limited Partnership 101,610 0.62 2,823 3/31/20
UBS Financial Services, Inc. 89,146 0.55 -212,111 3/31/20
BMC Fund, Inc. 78,455 0.48 -- 1/31/19
Regent Investment Management LLC 69,950 0.43 -1,000 3/31/20
BB&T Securities, LLC 51,963 0.32 -12,196 3/31/20
Stephens Capital Management 45,953 0.28 -1,155 3/31/20
California Public Employees' Retirement System 30,500 0.19 -9,500 3/31/20
Laurel Wealth Advisors, LLC 28,384 0.17 -- 3/31/20
Arnall (Stephen A) 26,885 0.17 -- 2/21/20
Oppenheimer Asset Management Inc. 26,663 0.16 -- 3/31/20
Ladenburg Thalmann Asset Management Inc. (LTAM) 24,355 0.15 23,355 12/31/19
BofA Global Research (US) 21,926 0.13 -165 3/31/20
Leap Investments LP 20,100 0.12 20,100 3/31/20
American Asset Management Inc. 20,000 0.12 20,000 3/31/20
Advisory Services Network, LLC 16,310 0.10 2 3/31/20
Macquarie Investment Management 16,301 0.10 -- 6/30/19
D. E. Shaw & Co., L.P. 15,669 0.10 -1,547 3/31/20
Virtu Americas LLC 15,231 0.09 15,231 12/31/19
Raymond James & Associates, Inc. 13,790 0.08 -- 3/31/20
Wheelahan (Richard G III) 13,372 0.08 -2,576 6/13/19
ExodusPoint Capital Management, LP 13,231 0.08 -53,180 3/31/20
Acadian Asset Management LLC 11,711 0.07 11,711 3/31/20
Biltmore Capital Advisors LLC 10,000 0.06 -19,000 3/31/20
Eidelman Virant Capital 10,000 0.06 10,000 6/30/20
Chapman (H Paul) 10,000 0.06 -- 2/21/20
Geode Capital Management, L.L.C. 9,727 0.06 -- 5/31/20
Moyer (R Charles) 7,838 0.05 1,345 2/21/20
Tower Research Capital LLC 5,085 0.03 1,466 3/31/20
Morgan Stanley Smith Barney LLC 4,954 0.03 -29,960 3/31/20
Blackstone Alternative Investment Advisors LLC 4,500 0.03 -300 3/31/20
Mediobanca SGR S.p.A. 4,000 0.02 -- 4/30/20
Invesco Capital Management LLC 3,400 0.02 -485 1/31/19
PNC Wealth Management 3,250 0.02 2,500 3/31/20
Victory Capital Management Inc. 2,809 0.02 2,809 3/31/20
BlackRock Institutional Trust Company, N.A. 2,809 0.02 2,809 3/31/20
Advisor Group, Inc 2,360 0.01 660 12/31/19
Morgan Stanley Investment Management Inc. (US) 2,166 0.01 63 3/31/20
Morgan Stanley & Co. LLC 1,797 0.01 326 3/31/20
Red Cedar Capital, LLC 1,729 0.01 1,729 3/31/20
Advantage Investment Management, LLC 1,500 0.01 -- 9/30/19
Group One Trading, L.P. 1,400 0.01 1,400 3/31/20

Copyright Refinitiv

* Insider values reflect direct beneficial ownership.

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