Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 46 7.26 2.78 412,911
Mutual Fund 12 1.67 2.84 76,900
Insider 8 7.75 2.15 199,583

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 19 1.06 2.88 77,957
Sellers 28 -1.28 2.67 -72,361
Net -0.21 0.21 5,596

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 15.01 4.93 612,494
Top 10 Inst. 12.01 3.93 489,472
Top 20 Inst. 13.70 4.54 559,942
Top 50 Inst. 15.01 4.93 612,001

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 6 1.22 0.43 70,148
Aggressive Growth 1 0.96 0.37 60,730
Core Growth 4 0.11 0.04 6,701
Growth 1 0.15 0.02 2,717
Income
Income Value -- --
Yield 5 2.44 0.77 125,305
Index 4 0.14 0.11 7,727
Other 16 2.53 0.93 150,851
Broker Dealer 9 0.35 0.14 21,984
GARP 1 0.60 0.23 38,123
Hedge Fund 6 1.58 0.56 90,744
Specialty -- --
Value 6 0.29 0.29 17,886
Core Value 4 0.17 0.06 10,092
Deep Value 2 0.12 0.23 7,794

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 92,346 0.57 -3,541 2/21/20
Two Sigma Investments, LP 70,920 0.44 12,569 6/30/20
Broyhill (Markham Hunt) 66,961 0.41 -- 2/21/20
Bridgeway Capital Management, Inc. 60,730 0.37 25,450 6/30/20
SunTrust Bank 53,203 0.33 -- 6/30/20
Kemper Corporation 38,123 0.23 -- 6/30/20
Advisors Asset Management, Inc. 35,263 0.22 -9,219 6/30/20
Carroll (Larry W) 30,000 1.11 30,000 8/31/20
Carroll Financial Associates, Inc. 23,602 0.15 159 6/30/20
Virtus Etf Advisers LLC 18,324 0.11 -13,208 6/30/20
BMC Fund, Inc. 13,076 0.08 -- 1/31/19
Arrowstreet Capital, Limited Partnership 12,730 0.08 -4,205 6/30/20
UBS Financial Services, Inc. 6,878 0.04 -7,980 6/30/20
BB&T Securities, LLC 6,483 0.04 -2,178 6/30/20
International Assets Investment Management, LLC 6,416 0.04 -1,300 6/30/20
Stephens Capital Management 5,842 0.22 -1,817 6/30/20
California Public Employees' Retirement System 5,083 0.03 -- 6/30/20
Regent Investment Management LLC 4,750 0.03 -6,908 6/30/20
Laurel Wealth Advisors, LLC 4,731 0.03 -- 6/30/20
Arnall (Stephen A) 4,481 0.03 -- 2/21/20
Oppenheimer Asset Management Inc. 4,444 0.03 -- 6/30/20
Ladenburg Thalmann Asset Management Inc. (LTAM) 4,059 0.03 3,892 12/31/19
Virtu Americas LLC 3,885 0.02 1,346 6/30/20
BofA Global Research (US) 3,645 0.02 -9 6/30/20
Susquehanna International Group, LLP 3,419 0.02 3,419 6/30/20
American Asset Management Inc. 3,333 0.02 -- 6/30/20
Advisory Services Network, LLC 2,785 0.02 67 6/30/20
Macquarie Investment Management 2,717 0.02 -- 6/30/19
Raymond James & Associates, Inc. 2,713 0.02 415 6/30/20
Wheelahan (Richard G III) 2,658 0.02 -- 6/13/19
ExodusPoint Capital Management, LP 2,237 0.01 32 6/30/20
Biltmore Capital Advisors LLC 2,000 0.01 333 6/30/20
Acadian Asset Management LLC 1,952 0.01 -- 6/30/20
Eidelman Virant Capital 1,667 0.01 1,667 6/30/20
Chapman (H Paul) 1,667 0.01 -- 2/21/20
Geode Capital Management, L.L.C. 1,621 0.06 -- 7/31/20
Moyer (R Charles) 1,306 0.01 224 2/21/20
Creative Financial Designs, Inc. 905 0.01 905 6/30/20
Blackstone Alternative Investment Advisors LLC 750 -- -50 3/31/20
Mediobanca SGR S.p.A. 667 -- -- 6/30/20
Wells Fargo Advisors 584 -- 583 6/30/20
Invesco Capital Management LLC 567 -- -81 1/31/19
Advisor Group, Inc 460 -- 67 6/30/20
BlackRock Institutional Trust Company, N.A. 456 0.02 -12 6/30/20
RBC Capital Markets Wealth Management 361 -- 278 6/30/20
Red Cedar Capital, LLC 288 -- -- 6/30/20
Simplex Trading, LLC 266 -- 266 6/30/20
Advantage Investment Management, LLC 250 -- -- 9/30/19
Group One Trading, L.P. 233 -- -- 6/30/20
Koonts (Kevin A.) 164 -- 16 2/21/20

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* Insider values reflect direct beneficial ownership.

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