Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 46 23.67 18.35 2,953,415
Mutual Fund 21 5.18 3.92 629,460
Insider 9 12.14 8.60 1,384,802

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 24 1.86 1.44 232,527
Sellers 25 -4.60 3.68 -591,529
Net -2.74 2.23 -359,002

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 35.81 26.95 4,338,217
Top 10 Inst. 25.64 19.13 3,078,961
Top 20 Inst. 32.67 24.53 3,948,600
Top 50 Inst. 35.80 26.94 4,336,849

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 5 3.18 2.49 400,051
Aggressive Growth 1 1.95 1.52 245,380
Core Growth 3 1.10 0.86 138,370
Growth 1 0.13 0.10 16,301
Income
Income Value -- --
Yield 4 5.79 4.49 722,469
Index 3 0.43 0.33 53,127
Other 14 3.88 3.03 487,897
Broker Dealer 4 0.36 0.28 45,748
GARP 3 1.94 1.52 243,846
Hedge Fund 6 1.48 1.15 185,503
Specialty -- -- -- --
VC Private Equity 1 0.10 0.08 12,800
Value 10 4.72 3.68 591,923
Core Value 7 3.89 3.03 488,102
Deep Value 3 0.83 0.65 103,821

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 575,322 3.57 2,576 6/13/19
Broyhill (Markham Hunt) 401,766 2.50 -- 2/25/19
Punch & Associates Investment Management, Inc. 386,045 2.40 23,235 3/31/19
UBS Financial Services, Inc. 321,878 2.00 -2,436 3/31/19
SunTrust Bank 319,216 1.98 -- 3/31/19
Bridgeway Capital Management, Inc. 245,380 1.52 -25,000 3/31/19
Kemper Corporation 228,737 1.42 -- 3/31/19
McGlinn (John F) 209,414 1.30 55,388 6/1/18
Virtus Etf Advisers LLC 207,350 1.29 3,853 5/31/19
Advisors Asset Management, Inc. 183,853 1.14 -22,485 3/31/19
Carroll Financial Associates, Inc. 140,945 0.88 -- 3/31/19
Carroll (Larry W) 140,660 0.87 660 2/25/19
Two Sigma Investments, LP 111,105 0.69 22,424 3/31/19
BB&T Securities, LLC 85,274 0.53 846 3/31/19
Regent Investment Management LLC 79,816 0.50 2,449 3/31/19
BMC Fund, Inc. 78,455 0.49 -- 1/31/19
Arrowstreet Capital, Limited Partnership 66,101 0.41 66,101 3/31/19
Stephens Capital Management 59,479 0.37 159 3/31/19
Morgan Stanley Smith Barney LLC 57,804 0.36 2,895 3/31/19
Ancora Advisors, L.L.C. 50,000 0.31 -- 3/31/19
Oppenheimer Asset Management Inc. 46,476 0.29 22,909 3/31/19
California Public Employees' Retirement System 40,000 0.25 -- 3/31/19
AJO, LP 29,412 0.18 29,412 3/31/19
Laurel Wealth Advisors, LLC 28,384 0.18 -- 3/31/19
Arnall (Stephen A) 26,885 0.17 -1,500 2/25/19
Virtu Americas LLC 22,542 0.14 22,542 3/31/19
Bank of America Merrill Lynch (US) 22,174 0.14 224 3/31/19
Armor Investment Advisors, LLC 20,129 0.13 -5,000 3/31/19
Red Cedar Capital, LLC 17,246 0.11 -- 3/31/19
Macquarie Investment Management 16,301 0.10 16,301 3/31/19
Acadian Asset Management LLC 14,930 0.09 -5,549 3/31/19
Ares Management LLC 13,672 0.08 -270,555 3/31/19
Franklin Street Advisors, Inc. 13,513 0.08 13,513 3/31/19
Wheelahan (Richard G III) 13,372 0.08 -2,576 6/13/19
Prospect Capital Corp 12,800 0.08 -- 3/31/18
Chapman (H Paul) 10,000 0.06 -- 2/25/19
Geode Capital Management, L.L.C. 9,727 0.06 9,727 10/31/18
Moyer (R Charles) 6,493 0.04 140 2/25/19
Blackstone Alternative Investment Advisors LLC 4,200 0.03 -2,400 9/30/18
Mediobanca SGR S.p.A. 4,000 0.02 -- 4/30/19
Ladenburg Thalmann Asset Management Inc. (LTAM) 3,475 0.02 800 3/31/19
Invesco Capital Management LLC 3,400 0.02 -485 1/31/19
Edge Capital Partners, LLC 2,265 0.01 68 6/30/18
Morgan Stanley Investment Management Inc. (US) 1,596 0.01 49 3/31/19
Morgan Stanley & Co. LLC 1,018 0.01 -838 3/31/19
Quad-Cities Investment Group, LLC 1,000 0.01 -- 3/31/19
Koonts (Kevin A.) 890 0.01 890 2/28/19
Manulife Asset Management Limited 849 0.01 -- 4/30/19
PNC Wealth Management 750 -- -3,000 3/31/19
Hudock Capital Group, LLC 750 -- -- 3/31/19

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* Insider values reflect direct beneficial ownership.

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