Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 47 25.03 17.70 2,869,953
Mutual Fund 13 2.63 1.89 305,656
Insider 8 8.45 7.13 1,155,584

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 21 2.95 2.08 338,050
Sellers 25 -4.39 3.24 -526,076
Net -1.44 1.16 -188,026

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 33.20 24.63 3,993,871
Top 10 Inst. 24.84 18.51 3,002,703
Top 20 Inst. 30.48 22.66 3,674,291
Top 50 Inst. 33.20 24.62 3,993,630

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 7 2.91 2.05 331,792
Aggressive Growth 1 1.81 1.28 207,780
Core Growth 5 0.94 0.66 107,711
Growth 1 0.15 0.10 16,301
Income
Income Value -- --
Yield 4 6.90 4.89 792,343
Index 3 0.45 0.33 53,127
Other 18 7.73 5.46 885,684
Broker Dealer 6 0.46 0.33 53,085
GARP 2 2.02 1.42 230,840
Hedge Fund 10 5.25 3.71 601,759
Specialty -- -- -- --
Value 6 0.96 0.68 110,208
Core Value 5 0.54 0.39 63,100
Deep Value 1 0.41 0.29 47,108

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 554,077 3.42 -21,245 2/21/20
Broyhill (Markham Hunt) 401,766 2.48 -- 2/21/20
Two Sigma Investments, LP 340,253 2.10 85,840 12/31/19
SunTrust Bank 319,216 1.97 -- 12/31/19
UBS Financial Services, Inc. 301,257 1.86 3,397 12/31/19
Virtus Etf Advisers LLC 254,945 1.57 -13,200 12/31/19
Advisors Asset Management, Inc. 253,727 1.56 13,616 12/31/19
Kemper Corporation 228,737 1.41 -- 12/31/19
Bridgeway Capital Management, Inc. 207,780 1.28 -16,300 12/31/19
Carroll Financial Associates, Inc. 140,945 0.87 -- 12/31/19
Carroll (Larry W) 140,660 0.87 -- 2/21/20
Arrowstreet Capital, Limited Partnership 98,787 0.61 50,994 12/31/19
BMC Fund, Inc. 78,455 0.48 -- 1/31/19
Regent Investment Management LLC 70,950 0.44 9,325 12/31/19
ExodusPoint Capital Management, LP 66,411 0.41 66,411 12/31/19
BB&T Securities, LLC 64,159 0.40 -16,962 12/31/19
Stephens Capital Management 47,108 0.29 -98 12/31/19
California Public Employees' Retirement System 40,000 0.25 -- 12/31/19
Morgan Stanley Smith Barney LLC 34,914 0.22 -4,041 12/31/19
Godsey & Gibb Associates 30,144 0.19 -- 12/31/19
Biltmore Capital Advisors LLC 29,000 0.18 13,000 12/31/19
Laurel Wealth Advisors, LLC 28,384 0.18 -- 12/31/19
Arnall (Stephen A) 26,885 0.17 -- 2/21/20
Oppenheimer Asset Management Inc. 26,663 0.16 -- 12/31/19
Ladenburg Thalmann Asset Management Inc. (LTAM) 24,355 0.15 23,355 12/31/19
BofA Global Research (US) 22,091 0.14 222 12/31/19
Marshall Wace LLP 19,032 0.12 19,032 12/31/19
Advisory Services Network, LLC 16,308 0.10 16,308 12/31/19
Macquarie Investment Management 16,301 0.10 -- 6/30/19
Virtu Americas LLC 15,231 0.09 15,231 12/31/19
Raymond James & Associates, Inc. 13,790 0.09 13,790 12/31/19
Wheelahan (Richard G III) 13,372 0.08 -2,576 6/13/19
Squarepoint Capital LLP 12,836 0.08 -14,583 12/31/19
Chapman (H Paul) 10,000 0.06 -- 2/21/20
Geode Capital Management, L.L.C. 9,727 0.06 -- 2/29/20
Moyer (R Charles) 7,838 0.05 1,345 2/21/20
Blackstone Alternative Investment Advisors LLC 4,800 0.03 -300 12/31/19
Mediobanca SGR S.p.A. 4,000 0.02 -- 2/29/20
Tower Research Capital LLC 3,619 0.02 3,619 12/31/19
Invesco Capital Management LLC 3,400 0.02 -485 1/31/19
Advisor Group, Inc 2,360 0.01 660 12/31/19
Morgan Stanley Investment Management Inc. (US) 2,103 0.01 121 12/31/19
Advantage Investment Management, LLC 1,500 0.01 -- 9/30/19
Morgan Stanley & Co. LLC 1,471 0.01 1,471 12/31/19
Koonts (Kevin A.) 986 0.01 96 2/21/20
Nikko Asset Management Co., Ltd. 894 0.01 894 11/30/18
Morgan Stanley Investment Management Ltd. (UK) 793 -- 14 12/31/19
PNC Wealth Management 750 -- -- 12/31/19
RBC Capital Markets Wealth Management 500 -- -- 12/31/19
Hudock Capital Group, LLC 350 -- -400 12/31/19

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* Insider values reflect direct beneficial ownership.

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