Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 25 4.14 14.90 403,876
Mutual Fund 9 0.79 3.06 83,089
Insider 8 7.94 7.89 213,922

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 10 1.22 4.67 126,709
Sellers 38 -1.12 4.19 -113,726
Net 0.11 0.48 12,983

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 12.09 22.79 617,798
Top 10 Inst. 10.74 20.38 552,392
Top 20 Inst. 11.85 22.34 605,720
Top 50 Inst. 12.09 22.79 617,798

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 5 1.22 4.26 115,506
Aggressive Growth 1 0.76 2.98 80,713
Core Growth 3 0.30 1.18 32,076
Growth 1 0.15 0.10 2,717
Income
Income Value -- --
Yield 2 0.72 2.82 76,580
Index 2 0.02 0.08 2,077
Other 10 2.04 7.20 195,288
Broker Dealer 4 0.11 0.33 8,875
GARP 1 0.36 1.41 38,122
Hedge Fund 5 1.57 5.47 148,291
Specialty -- --
Value 2 0.06 0.18 4,979
Core Value 2 0.06 0.18 4,979
Deep Value -- -- -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Two Sigma Investments, LP 102,297 3.77 31,377 9/30/20
Alala (Joseph B III) 92,346 3.41 -3,541 2/21/20
Bridgeway Capital Management, Inc. 80,713 2.98 19,983 9/30/20
Broyhill (Markham Hunt) 66,961 2.47 -- 2/21/20
SunTrust Bank 53,202 1.96 -1 9/30/20
Carroll (Larry W) 44,339 1.64 14,339 11/20/20
Kemper Corporation 38,122 1.41 -1 9/30/20
Millennium Management LLC 30,285 1.12 30,285 9/30/20
Advisors Asset Management, Inc. 23,378 0.86 -11,885 9/30/20
Eidelman Virant Capital 20,749 0.77 19,082 9/30/20
Regent Investment Management LLC 11,170 0.41 6,420 9/30/20
Arrowstreet Capital, Limited Partnership 11,117 0.41 -1,613 9/30/20
BB&T Securities, LLC 4,866 0.18 -1,617 9/30/20
Laurel Wealth Advisors, LLC 4,729 0.17 -2 9/30/20
Arnall (Stephen A) 4,481 0.17 -- 2/21/20
Ladenburg Thalmann Asset Management Inc. (LTAM) 4,059 0.15 3,892 12/31/19
Virtu Americas LLC 3,885 0.14 1,346 6/30/20
BofA Global Research (US) 3,646 0.13 1 9/30/20
Macquarie Investment Management 2,717 0.10 -- 6/30/19
Wheelahan (Richard G III) 2,658 0.10 -- 6/13/19
Carolinas Wealth Consulting LLC 2,435 0.09 2,435 9/30/20
Red Cedar Capital, LLC 1,729 0.06 1,441 9/30/20
Chapman (H Paul) 1,667 0.06 -- 2/21/20
Geode Capital Management, L.L.C. 1,621 0.06 -- 9/30/20
Moyer (R Charles) 1,306 0.05 224 2/21/20
UBS Financial Services, Inc. 984 0.04 -5,894 9/30/20
Blackstone Alternative Investment Advisors LLC 533 0.02 -217 6/30/20
BlackRock Institutional Trust Company, N.A. 456 0.02 -12 6/30/20
Advisor Group, Inc 416 0.02 -44 9/30/20
RBC Capital Markets Wealth Management 360 0.01 -1 9/30/20
Advantage Investment Management, LLC 250 0.01 -- 9/30/19
Koonts (Kevin A.) 164 0.01 16 2/21/20
Morgan Stanley Smith Barney LLC 157 0.01 -2 9/30/20
Biltmore Capital Advisors LLC -- -- -2,000 9/30/20
Leap Investments LP -- -- -3,350 6/30/20
AJO, LP -- -- -4,913 9/30/19
Stephens Capital Management -- -- -5,842 9/30/20
J.P. Morgan Securities LLC -- -- -481 9/30/19
Parametric Portfolio Associates LLC -- -- -2,717 9/30/19
Godsey & Gibb Associates -- -- -5,024 3/31/20
Deutsche Asset Management Americas -- -- -16 6/30/20
California Public Employees' Retirement System -- -- -5,083 9/30/20
Victory Capital Management Inc. -- -- -468 6/30/20
Oppenheimer Asset Management Inc. -- -- -4,444 9/30/20
Fidelity Management & Research Company LLC -- -- -- 6/30/19
Manulife Investment Management (North America) Limited -- -- -14 11/30/19
Morgan Stanley & Co. LLC -- -- -300 6/30/20
Morgan Stanley Investment Management Inc. (US) -- -- -361 6/30/20
PNC Wealth Management -- -- -125 9/30/20
Raymond James & Associates, Inc. -- -- -2,713 9/30/20

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* Insider values reflect direct beneficial ownership.

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