Capitala

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 53 28.61 18.84 3,038,937
Mutual Fund 22 5.75 3.84 617,536
Insider 9 12.23 8.58 1,384,802

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 28 3.57 2.35 378,295
Sellers 21 -3.60 2.46 -397,115
Net -0.02 0.12 -18,820

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 40.84 27.42 4,423,739
Top 10 Inst. 26.87 18.06 2,913,819
Top 20 Inst. 36.11 24.27 3,914,734
Top 50 Inst. 40.77 27.38 4,416,448

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 6 3.31 2.17 350,685
Aggressive Growth 1 2.08 1.37 220,380
Core Growth 4 1.08 0.71 114,004
Growth 1 0.15 0.10 16,301
Income
Income Value -- --
Yield 4 7.12 4.72 761,181
Index 4 0.94 0.62 99,416
Other 15 6.37 4.20 676,806
Broker Dealer 5 0.49 0.32 52,205
GARP 3 2.18 1.43 230,662
Hedge Fund 6 3.60 2.36 381,139
Specialty -- --
VC Private Equity 1 0.10 0.08 12,800
Value 12 4.42 2.90 467,946
Core Value 9 3.27 2.15 346,365
Deep Value 3 1.15 0.75 121,581

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Alala (Joseph B III) 575,322 3.57 2,576 6/13/19
Broyhill (Markham Hunt) 401,766 2.49 -- 2/25/19
SunTrust Bank 319,216 1.98 -- 6/30/19
UBS Financial Services, Inc. 294,004 1.82 -27,874 6/30/19
Punch & Associates Investment Management, Inc. 232,310 1.44 -153,735 6/30/19
Kemper Corporation 228,737 1.42 -- 6/30/19
Advisors Asset Management, Inc. 222,565 1.38 38,712 6/30/19
Bridgeway Capital Management, Inc. 220,380 1.37 -25,000 6/30/19
Virtus Etf Advisers LLC 210,105 1.30 2,755 6/30/19
McGlinn (John F) 209,414 1.30 55,388 6/1/18
Two Sigma Investments, LP 175,892 1.09 64,787 6/30/19
Arrowstreet Capital, Limited Partnership 150,475 0.93 84,374 6/30/19
Carroll Financial Associates, Inc. 140,945 0.87 -- 6/30/19
Carroll (Larry W) 140,660 0.87 660 2/25/19
BB&T Securities, LLC 95,655 0.59 10,381 6/30/19
BMC Fund, Inc. 78,455 0.49 -- 1/31/19
Regent Investment Management LLC 63,225 0.39 -16,591 6/30/19
Stephens Capital Management 59,319 0.37 -160 6/30/19
Ancora Advisors, L.L.C. 50,000 0.31 -- 6/30/19
BlackRock Advisors (UK) Limited 46,289 0.29 46,289 6/30/19
Morgan Stanley Smith Barney LLC 40,029 0.25 -17,775 6/30/19
California Public Employees' Retirement System 40,000 0.25 -- 6/30/19
Acadian Asset Management LLC 32,784 0.20 17,854 6/30/19
Godsey & Gibb Associates 30,144 0.19 30,144 6/30/19
AJO, LP 29,478 0.18 66 6/30/19
Laurel Wealth Advisors, LLC 28,384 0.18 -- 6/30/19
Arnall (Stephen A) 26,885 0.17 -1,500 2/25/19
Oppenheimer Asset Management Inc. 26,663 0.17 -19,813 6/30/19
Squarepoint Capital LLP 26,431 0.16 26,431 6/30/19
Virtu Americas LLC 25,977 0.16 3,435 6/30/19
Ladenburg Thalmann Asset Management Inc. (LTAM) 23,355 0.14 19,880 6/30/19
Bank of America Merrill Lynch (US) 21,869 0.14 -305 6/30/19
Armor Investment Advisors, LLC 20,129 0.12 -- 6/30/19
Red Cedar Capital, LLC 17,246 0.11 -- 6/30/19
Macquarie Investment Management 16,301 0.10 -- 6/30/19
Wheelahan (Richard G III) 13,372 0.08 -2,576 6/13/19
Prospect Capital Corp 12,800 0.08 -- 3/31/18
Biltmore Capital Advisors LLC 12,000 0.07 12,000 6/30/19
Eidelman Virant Capital 10,000 0.06 10,000 6/30/19
Chapman (H Paul) 10,000 0.06 -- 2/25/19
Geode Capital Management, L.L.C. 9,727 0.06 -- 6/30/19
Moyer (R Charles) 6,493 0.04 140 2/25/19
Blackstone Alternative Investment Advisors LLC 4,200 0.03 -2,400 9/30/18
Mediobanca SGR S.p.A. 4,000 0.02 -- 6/30/19
Invesco Capital Management LLC 3,400 0.02 -485 1/31/19
J.P. Morgan Securities LLC 2,885 0.02 2,885 6/30/19
Edge Capital Partners, LLC 2,265 0.01 68 6/30/18
Morgan Stanley Investment Management Inc. (US) 1,924 0.01 328 6/30/19
Advantage Investment Management, LLC 1,500 0.01 1,500 6/30/19
Morgan Stanley & Co. LLC 1,473 0.01 455 6/30/19

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* Insider values reflect direct beneficial ownership.

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